Waystone Regulatory Status

      See below the regulatory status of each of the Waystone group of companies.

      Ireland

      Waystone Management Company (IE) Limited

      Regulated by the Central Bank of Ireland as an Alternative Investment Fund Manager (AIFM) and as a Manager of Units in Collective Investment Structures (UCITS). Registered with the US Securities and Exchange Commission (SEC) as and Exempt Reporting Advisor (ERA). Registered with the Ontarion Securities Commission as an Exempt, Non-Resident Investment Fund Manager.

      Waystone Investment Management (IE)

      Regulated by the Central Bank of Ireland as a MiFID firm, cannot hold investor money. Also registered with the NFA as an a Commodity Pool Operator (CPO), Commodities Trading Advisor (CTA) and is a Swap Firm Approved.

      Centaur Fund Services Limited

      Authorised by the Central Bank of Ireland as a Fund Administrator.

      Link Fund Administrators (Ireland) Ltd

      Provides fund administration services and is authorised by the Central Bank of Ireland as an Investment Business Firm.

      Waystone Centralised Services (IE) Limited

      Authorised by the Irish Department of Justice as a Trust and Company Services Provider

      Waystone Corporate Services (IE) Limited

      Authorised by the Irish Department of Justice as a Trust and Company Services Provider

      UK

      Waystone Capital Solutions (UK) Limited

      Authorised by the Financial Conduct Authority (FCA) for the provisaion of investment advice and arranging deals in investments.

      Waystone Management (UK) Limited

      Authorised by the Financial Conduct Authority (FCA) to Manage UK UCITS, authorised and unauthorised Alternative Investment Funds.

      Link Fund Administrators Ltd

      Provides fund administration services and is regulated by the Financial Conduct Authority (FCA) as an Article 3 MiFID exempt firm.

      Link Financial Investments Ltd

      Acts as an ISA Manager and regulated by the FCA as a MiFID firm.

      Link Alternative Fund Administrators Limited.

      Provides fund administration services and is registered with HM Revenue and Customs for the purposes of the Money Laundering Terrorist Financing and Transfer of Funds Regulations.

      Luxembourg

      Waystone Corporate Services (Lux) SA

      Regulated by the CSSF as a specialised Professionel du Secteur Financier (PSF).

      Centaur Fund Services (Luxembourg) SA

      Regulated by the CSSF as a specialised Professionel du Secteur Financier (PSF).

      Waystone Management Company (IE) Limited – Luxembourg Branch

      Branch of the Irish AIFM and UCITS management company, approved by the Central Bank of Ireland to manage AIFs and UCITS domiciled in Luxembourg.

      Waystone Management Company (Lux) SA

      Regulated by the Commission de Surveillance du Secteur Financier (CSSF) as an Alternative Investment Fund Manager (AIFM) and as a Manager of Units in Collective Investment Structures (UCITS). Registered with the US Securities and Exchange Commission (SEC) as and Exempt Reporting Advisor (ERA).

      KBA Fund Consulting SA

      Regulated by the Commission de Surveillance du Secteur Financier (CSSF) as an Alternative Investment Fund Manager (AIFM) and as a Manager of Units in Collective Investment Structures (UCITS).

      Grand Cayman

      Waystone Asset Management (Cayman) Ltd

      Regulated by CIMA as Securities Investment Business Act (“SIBA”) Registered Person

      Waystone Corporate Services (Cayman) Ltd

      Regulated by the CIMA as Company Manager with a Company Management Licence.

      Waystone Governance Ltd

      Regulated by the CIMA as Company Manager with a Company Management Licence.

      Malta

      KBA Investments Limited

      Licensed by the Malta Financial Services Wuthority for receipt and transition of orders and provision of investment advice.

      Switzerland

      Waystone Fund Services (Switzerland) SA

      Regulated by FINMA as a Swiss Representative of Foreign Collective Investment Schemes.

      Bermuda

      Centaur Fund Services (Bermuda) Limited

      Licensed as a Fund Administration Provider by the Bermuda Monetary Authority

      Hong Kong

      Waystone Governance (HK) Limited

      Registered with the Hong Kong Registry for Trust and Company Service Providers as a Trust or Company Service Provider (“TCSP”).

      United Arab Emirates

      Waystone Compliance Solutions (Middle East) Limited

      Registered with the Dubai Financial Services Authority as a Company Service Provider.

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