Kieran joined Waystone in 2019 and is Head of Compliance and MLRO for Waystone Asset Management. Kieran brings to the role significant compliance experience specific to the oversight of investment servicing.
Prior to joining Waystone, Kieran spent five years working within the Compliance Function of Neptune Investment Management Ltd, a London-based Fund Manager. Here Kieran progressed to Compliance Manager with responsibility for compliance oversight of the dealing and portfolio management activities. Kieran began his career at Halkin Investments LLP, a London-based Multi Family Office where he worked as a Compliance Assistant, focusing on client onboarding and the creation and implementation of a Compliance Monitoring Plan, before moving onto a role as a Client Relationship Officer.
Kieran holds a Postgraduate Diploma in Finance and a BA (Hons) in Economics and Sociology. He also holds various professional certifications from the Chartered Institute of Securities & Investment including the Investment Operations Certificate (IOC) and a Certificate in Risk in Financial Services.