Mark is an experienced senior compliance professional with over 12 years of experience gained in a number of global asset management and wealth management firms. Mark joined DMS in 2020 as Associate Director, Compliance.
Mark joined DMS from Schroders, London where he held the position of Global Head of Compliance Monitoring where he directed the compliance monitoring and surveillance program for Schroders group entities globally.
At DMS, Mark is responsible for establishing and maintaining the DMS European regulatory framework, with a focus on implementing the Annual Compliance Monitoring Programs and assisting with European compliance projects.
Mark has a BSc in Economic and Social Policy from Birkbeck College, University of London and holds the Investment Management Certificate from the CFA Society UK. Additionally, Mark holds a Certificate in Financial Planning, CII.